Series 66 Exam Study Guide
Complete Review for the NASAA Series 66 Uniform Combined State Law ExamBy Marie Peterson
Length9h 58m
About this audiobook
Prepare for the Series 66 Uniform Combined State Law Examination with a study guide built for the registration candidate. It gives a clear review of every topic the exam tests, plus 600 original practice questions, each with a full written explanation of why the right answer is right and why each wrong choice is a trap. Coverage includes economic factors, investment vehicles, portfolio management, client suitability, adviser and broker-dealer regulation, fiduciary duty, and administrative provisions. Questions are scenario-based to mirror the calculations and judgment the real exam demands, so you practice the way you will be tested. Includes 2 full-length practice exams with complete answer keys and clear, plain-language review of every topic. An independent study aid, not affiliated with or endorsed by FINRA or NASAA.
Audiobook details
GenreEducation and Learning
Length9 hrs 58 mins
Narrated byListen with 1,000+ voices
FormateBook with Audio
LanguageEnglish
Table of contents
1Front Matter
2How to Use This Book and About the Exam
3Test-Taking Strategies for the Series 66
4Unit 1: Economic Factors and Business Information
5Unit 2: Investment Vehicle Characteristics
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6Unit 3: Client Recommendations, Strategies, and Portfolio Management
7Unit 4: Types of Clients and Suitability
8Unit 5: Laws and Regulations for Investment Advisers and IARs
9Unit 6: Laws and Regulations for Broker-Dealers and Agents
10Unit 7: Ethical Practices, Fiduciary Obligations, Communications, and Fraud
11Unit 8: Administrative Provisions, Enforcement, and Synthesis
12Full-Length Practice Exams
13Quick Reference
14Conclusion
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