Series 6 Exam Study Guide
Complete Review for the FINRA Series 6 Investment Company Products ExamBy Marie Peterson
Length8h 39m
About this audiobook
Walk into the FINRA Series 6 exam ready for every question. This complete study guide gives candidates a clear review of every topic the FINRA Series 6 exam tests, plus 600 original practice questions, each with a full written explanation of why the right answer is right and why each wrong choice is a trap. The review is organized by domain so you can study one area at a time and track your progress. Covers mutual funds, variable annuities, securities and insurance products, customer accounts, retirement plans, and securities regulations. Questions are scenario-based and written to match the depth and style of the real exam, and each explanation is in plain language to build real understanding rather than memorization. Includes 2 full-length practice exams with complete answer keys. An independent study aid, not affiliated with or endorsed by FINRA.
Audiobook details
GenreEducation and Learning
Length8 hrs 39 mins
Narrated byListen with 1,000+ voices
FormateBook with Audio
LanguageEnglish
Table of contents
1Front Matter
2How to Use This Book and About the Exam
3Test-Taking Strategies for the Series 6
4Unit 1: Mutual Funds and Investment Company Types
5Unit 2: Variable Annuities and Variable Life Insurance
Show all chaptersShow less
6Unit 3: Securities Markets, Issuing, and the Prospectus
7Unit 4: Retirement and Education Accounts
8Unit 5: Customer Accounts, Suitability, and Disclosures
9Unit 6: Taxation of Packaged Products and Distributions
10Unit 7: Regulations, FINRA Conduct Rules, and Communications
11Unit 8: Economic Factors, Ethics, AML, and Synthesis
12Full-Length Practice Exams
13Quick Reference
14Conclusion
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