Series 24 Exam Study Guide
Complete Review for the FINRA Series 24 General Securities Principal ExamBy Marie Peterson
Length10h 22m
About this audiobook
Walk into the FINRA Series 24 General Securities Principal exam ready for every question. This complete study guide gives candidates a clear, plain-language review of every topic the exam tests, plus 600 original practice questions, each written to exam difficulty and paired with a full explanation. Every question is scenario-based, and each explanation shows why the correct answer is right and why every wrong choice is a trap, so you learn the reasoning the exam rewards instead of memorizing facts. Coverage includes supervision of associated persons and branch offices, trading and market making rules, investment banking and underwriting, recordkeeping, and financial responsibility. You also get 2 full-length practice exams with complete answer keys to build stamina and pinpoint weak areas before test day. Whether you are studying for the first time or refreshing before the exam, this guide gives you realistic practice and clear, useful feedback. An independent study aid, not affiliated with or endorsed by FINRA.
Audiobook details
GenreEducation and Learning
Length10 hrs 22 mins
Narrated byListen with 1,000+ voices
FormateBook with Audio
LanguageEnglish
Table of contents
1Front Matter
2How to Use This Book and About the Exam
3Test Taking Strategies for the Series 24
4Unit 1: Supervision of Investment Banking and Underwriting
5Unit 2: Supervision of Trading and Market Making
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6Unit 3: Supervision of Brokerage Office Operations and Customer Accounts
7Unit 4: Supervision of Retail and Institutional Sales
8Unit 5: Financial Responsibility
9Unit 6: Supervision of Communications, Advertising, and Research
10Unit 7: Regulatory Framework and Registration
11Unit 8: Compliance, Supervisory Systems, Anti Money Laundering, and Ethics
12Practice Examinations
13Quick Reference for Final Review
14A Final Word
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