Series 4 Exam Study Guide
Complete Review for the FINRA Series 4 Registered Options Principal ExamBy Marie Peterson
Length9h 38m
About this audiobook
Prepare for the FINRA Series 4 Registered Options Principal examination with a study guide built for the supervisory candidate. It gives a clear review of every topic the exam tests, plus 600 original practice questions, each with a full written explanation of why the right answer is right and why each wrong choice is a trap. Coverage includes options basics, strategies, payoff and breakeven calculations, account approval and suitability, supervision, position and exercise limits, the Options Clearing Corporation, margin, and regulation. Questions are scenario-based to mirror the calculations and judgment the real exam demands, so you practice the way you will be tested. Includes 2 full-length practice exams with complete answer keys and clear, plain-language review of every topic. An independent study aid, not affiliated with or endorsed by FINRA.
Audiobook details
GenreEducation and Learning
Length9 hrs 38 mins
Narrated byListen with 1,000+ voices
FormateBook with Audio
LanguageEnglish
Table of contents
1Front Matter
2About This Guide
3Strategies for the Examination
4Unit 1: Options Basics
5Unit 2: Options Strategies
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6Unit 3: Payoff, Breakeven, and Maximum Gain and Loss
7Unit 4: Account Approval, Suitability, and the Options Agreement
8Unit 5: Supervision of Options Accounts and Communications
9Unit 6: Position and Exercise Limits, the OCC, and Assignment
10Unit 7: Margin for Options
11Unit 8: Regulation, Recordkeeping, Prohibited Practices, and Ethics
12How to Use the Practice Exams
13Quick Reference
14Final Thoughts
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